Quarterly report pursuant to Section 13 or 15(d)

COMMON STOCK, STOCK OPTIONS AND WARRANTS (Tables)

v3.7.0.1
COMMON STOCK, STOCK OPTIONS AND WARRANTS (Tables)
9 Months Ended
Jun. 30, 2017
Common Stock Stock Options And Warrants Tables  
Schedule of stock option activity
Options   Shares    

Weighted-

Average

Exercise

Price

   

Weighted-

Average

Remaining

Contractual

Term

 

Aggregate

Intrinsic

Value

 
Outstanding at September 30, 2016     582,199     $ 8.11     8.59 years   $ 1,355,924  
Granted     8,669       10.05              
Exercised     (4,829 )     0.01              
Forfeited or expired                        
Outstanding at June 30, 2017     586,039     $ 8.21     7.88 years   $ 415,971  
Exercisable at June 30, 2017     462,019     $ 7.68     7.71 years   $ 415,971  
Schedule of Warrants
  Exercise price     Number      
Investor Warrants $ 9.00     226,671   September 12, 2019  
Placement Agent Unit Warrants   9.00     45,334   September 12, 2019  
Warrants underlying Placement Agent Unit Warrants   9.00     45,334   September 12, 2019  
Placement Agent Share Warrants   9.00     66,667   September 12, 2019  
Investor Warrants   9.00     143,025   March 19, 2020 – June 26, 2020  
Investor Warrants   9.00     59,444   July 2, 2020 – September 14, 2020  
Investor Warrants   9.00     38,889   November 5, 2020 – November 20, 2020  
Investor Warrants   9.00     142,222   January 7, 2021 – March 21, 2021  
Investor Warrants   9.00     126,667   April 15, 2021 – April 25, 2021  
LMB Warrants   6.15     90,151   June 12, 2019 - March 2, 2021  
LMB Warrants   9.90     8,155   September 30, 2019 - January 8, 2020  
LMB Warrants   20.70     17,721   November 3, 2019 - March 6, 2020  
LMB Warrants   7.50     73,883   August 18, 2020 – March 14, 2021  
LMB Warrants   7.50     53,110   March 24, 2025 – April 29, 2025  
Financial Advisor Warrants   3.00     66,667   August 15, 2021  
2016 Offering Warrants   8.25     128,017 (1) November 23, 2021 - February 27, 2022  
2016 Offering Placement Agent Warrants   8.25     12,802 (1) November 23, 2021 - February 27, 2022  
Convertible Note Warrants   9.75     40,436   September 12, 2019  
          1,385,195      
Schedule of common stock reserved
   

June 30,

2017

   

September 30,

2016

 
2014 Stock Incentive Plan options outstanding     586,039       582,185  
2014 Stock Incentive Plan reserved for future grants     275,799       284,482  
Warrants     1,385,195       1,203,940  
Unit purchase options     201,334        
Total     2,448,367       2,070,607